Alleged insider trading
Beginning at 7.00am, teams of FBI agents began knocking at the doors of individuals who worked with and knew our clients; executives and board members of a publicly traded US company. The agents were trying to gather information about insider trading. We were called for rapid advice on whether to talk to the agents, what to say to others contacted by the FBI and how to respond to the possible government claims.
How did we help:
We provided same morning advice to the client regarding the FBI contacts and continued to represent them before the Department of Justice and the Securities and Exchange Commission. Both the DOJ and the SEC was eventually dropped the matter with no prosecution or other action against our client.
Disclaimer: The results portrayed were dependent upon the facts of those particular matters. Past results do not guarantee a similar outcome. The information on this website is not legal advice, which would depend upon the particular facts of your situation.